Business Continuity Policy

1. Objective

Montrock Ltd maintains a Business Continuity Plan (BCP) designed to ensure the continuity of critical business functions and client services during and following a disruptive event.

2. Scope

The BCP covers all critical business functions including: trade execution and order management, client account access, settlement and payments, regulatory reporting, and client communications.

3. Key Components

• Redundant infrastructure with geographically distributed systems
• Defined recovery time objectives (RTO) and recovery point objectives (RPO)
• Alternative communication channels for client contact
• Regular testing and scenario simulation
• Annual review and update of the BCP

4. Crisis Management

A Crisis Management Team is designated with clear roles, responsibilities, and escalation procedures. In the event of a disruption, clients will be notified through our website, email, and platform notifications.