Compliance

Client Categorisation Policy

Last updated: February 2026

1. Overview

Montrock Ltd categorises all clients in accordance with FSC Mauritius requirements. Client categorisation determines the level of regulatory protection applicable to each client relationship.

2. Client Categories

Professional Client

Clients who possess the experience, knowledge, and expertise to make their own investment decisions and properly assess the risks involved. Professional clients receive a tailored level of regulatory protection.

Institutional Client

Licensed financial institutions, regulated funds, government bodies, and large corporates meeting quantitative thresholds. Institutional clients are considered the most sophisticated category.

3. Categorisation Process

Client categorisation is determined during the account opening process based on a qualitative and quantitative assessment. Clients are notified of their categorisation and may request re-categorisation subject to meeting the relevant criteria.

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