Market Conduct & Market Abuse Statement
1. Purpose
Montrock supports fair, orderly and transparent markets and prohibits use of its systems for market abuse or other manipulative conduct.
2. Prohibited Conduct
Clients must not engage in insider dealing, unlawful disclosure of inside information, market manipulation, wash trades, matched orders designed to create a false market, spoofing/layering, abusive marking of prices, or other conduct prohibited by applicable law or venue rules.
3. Client Obligations
Clients are responsible for the legality of their orders and for maintaining adequate controls over employees, algorithms and authorised users.
4. Monitoring
The Company may monitor orders, cancellations, execution patterns, account relationships and other data for market-conduct risk.
5. Investigations
The Company may request explanations or supporting evidence, restrict trading, cancel access or report suspicious conduct to competent authorities where required.
6. Inside Information
Clients and staff must not trade or encourage trading while in possession of inside information where prohibited. Confidential information must be protected.
7. Algorithmic and API Activity
Clients using APIs or automated systems must maintain testing, limits and supervision designed to prevent erroneous or abusive orders. Access may be throttled or suspended if it creates operational or market-integrity risk.
Contact and Regulatory Information
Montrock Ltd is incorporated in Mauritius under Company No. 231276 GBC and is regulated by the Financial Services Commission, Mauritius (FSC) as an Investment Dealer (Full Service Dealer, Excluding Underwriting), FSC Licence No. GB25205688. Registered office: Suite 201, Level 2, The Catalyst, 40 Silicon Avenue, Cybercity, Ebene 72201, Mauritius.
Compliance enquiries: compliance@mont-rock.com
Website: https://mont-rock.com
Risk warning: Transactions in financial instruments, particularly leveraged or derivative instruments where offered, involve significant risk and may result in substantial loss. Nothing on the website constitutes a guarantee of profit or investment performance.