Governance
Montrock Ltd maintains a governance framework designed to support effective oversight, regulatory compliance and sound risk management, in accordance with the requirements of the Financial Services Commission, Mauritius.
Board Oversight
The Board of Directors holds overall responsibility for the Company’s strategy, governance and oversight. Day-to-day responsibilities are delegated to senior management under the Board’s supervision and subject to the Company’s governance and reporting arrangements.
View Board of Directors →Governance Framework
The Company maintains the systems and controls needed to meet its regulatory obligations, proportionate to the size, nature and complexity of its business. These include:
- Compliance and AML/CFT controls, including client due diligence, monitoring and reporting;
- Risk-management arrangements covering the principal risks arising from the Company’s activities;
- Operational controls, record-keeping and safeguarding arrangements; and
- Policies and procedures covering conduct, conflicts of interest, data protection and information security.