Legal

Data Protection Policy

1. Purpose

This Policy establishes the Company’s commitment to lawful, fair and secure processing of personal data and complements the Privacy Notice.

2. Principles

Personal data is processed lawfully and fairly, collected for specified purposes, limited to what is necessary, kept accurate, retained no longer than required, protected appropriately and handled accountably.

3. Governance

Responsibility for personal data sits with the relevant business owner. Legal requirements are coordinated by Compliance, and technical safeguards are implemented by the security function. Material new processing undergoes privacy review.

4. Privacy by Design

New systems, vendors, onboarding forms, monitoring tools and marketing technologies collect only necessary data and apply appropriate access, retention and security settings by default.

5. Access Control

Personal data is accessible only to personnel with a legitimate business need. Privileged access is restricted and logged.

6. Vendors

Processors and material service providers are subject to due diligence and appropriate contractual data-protection obligations.

7. Retention and Disposal

Retention schedules reconcile financial-services recordkeeping with data minimisation. Secure disposal is required when information is no longer needed.

8. Rights Requests and Breaches

Rights requests and potential breaches are escalated promptly to designated personnel and documented.

Contact and Regulatory Information

Montrock Ltd is incorporated in Mauritius under Company No. 231276 GBC and is regulated by the Financial Services Commission, Mauritius (FSC) as an Investment Dealer (Full Service Dealer, Excluding Underwriting), FSC Licence No. GB25205688. Registered office: Suite 201, Level 2, The Catalyst, 40 Silicon Avenue, Cybercity, Ebene 72201, Mauritius.

Compliance enquiries: compliance@mont-rock.com

Privacy enquiries: privacy@mont-rock.com

Website: https://mont-rock.com

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